Approved Securities Registrars
Forms
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The following form is specified by the SFC under the Securities and Futures Ordinance Note 1 and Note 2. |
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| 1 - Application for approval to provide securities registrar services |
| Note 1 The form is specified under section 402 of the Securities and Futures Ordinance. Note 2 The electronic application form for approval to provide securities registrar services should be submitted through WINGS. |
Questionnaires
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The following form is specified by the SFC under the Securities and Futures Ordinance Note 1 and Note 2. |
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| 1 - Business operations and control procedures |
| Note 1 The form is specified under section 402 of the Securities and Futures Ordinance. Note 2 The form should be submitted through WINGS under section 2.2.4 of Part 2 of Form 1 – Application for approval to provide securities registrar services. |
Last update: 7 May 2025