1. Home
2. Regulatory functions
   • Corporates
     • Dual filing
     • Corporate disclosure
     • Takeovers and mergers
     • Unlisted shares, debentures
     • Circulars
     • Consultations and conclusions
     • FAQs
   • Intermediaries
     • Licensing
     • Supervision
   • Products
     • List of publicly offered investment products
     • List of ESG funds
     • Open-ended fund companies
     • Real estate investment trusts
     • Grant Scheme for Open-ended Fund Companies and Real Estate Investment Trusts
     • Circulars
     • Consultations and conclusions
     • Forms & checklists
     • FAQs
     • List of Eligible Collective Investment Schemes under the New Capital Investment Entrant Scheme (New CIES)
     • Quick Reference to FASTrack Applications
   • Markets
     • Market statistics and research
     • Approved or authorised entities
     • Short position reporting
     • OTC derivatives regulatory regime
     • FAQs
     • Mainland-Hong Kong Stock Connect
     • Consultations and conclusions
   • Enforcement
     • Disciplinary proceedings
     • Secrecy provisions
     • Enforcement actions
     • Have you seen these people?
     • Upcoming hearings calendar
     • Circulars
     • Consultations and conclusions
3. Enforcement
   • Disciplinary proceedings
   • Secrecy provisions
   • Enforcement actions
     • Enforcement news
     • Current cold shoulder orders
     • Current disqualification orders
     • Enforcement statistics
   • Have you seen these people?
     • People subject to arrest warrants
     • Persons of interest
   • Upcoming hearings calendar
   • Circulars
   • Consultations and conclusions
4. Have you seen these people?
   • People subject to arrest warrants
     • Lee Ka Lo (李嘉露)
     • Pan Caihong (潘彩虹)
     • Zeng Lingxi (曾泠樨)
     • Ho Ming Hin (何銘軒)
     • Suen Man Simon (孫文)
     • Tang Yan Tian Michael (唐彥田)
     • Mei Hsiao Tung Anthony (梅曉東)
     • Tang Xian (唐嫻)
   • Persons of interest
     • Gary Allen Ferraro
     • GE Kun (葛坤)
     • Li Hui (李輝)
     • Li Tao (李濤)
     • Liu Hong (劉弘)
     • Shum Yiu Fai (沈耀輝)
     • WU Xiaolin (吳曉林)
     • Xie Weixin (謝維信)
     • XU Xiaoping (徐小平)
     • XU Zhigang (徐志剛)
     • YANG Kai (杨凯)
     • ZHAO Jianguo (趙建國)
5. Persons of interest
   • Gary Allen Ferraro
   • GE Kun (葛坤)
   • Li Hui (李輝)
   • Li Tao (李濤)
   • Liu Hong (劉弘)
   • Shum Yiu Fai (沈耀輝)
   • WU Xiaolin (吳曉林)
   • Xie Weixin (謝維信)
   • XU Xiaoping (徐小平)
   • XU Zhigang (徐志剛)
   • YANG Kai (杨凯)
   • ZHAO Jianguo (趙建國)

We are trying to contact these people who we believe have information relevant to a current inquiry. If you know where they are or have information concerning them, please contact us at (852) 2231 1000 or submit information to us. We may also seek the assistance of relevant local and overseas regulatory authorities to locate these people.

WU Xiaolin (吳曉林) Added on 23 Jun 2025

XU Xiaoping (徐小平) Added on 23 Jun 2025

XU Zhigang (徐志剛) Added on 23 Jun 2025

ZHAO Jianguo (趙建國) Added on 23 Jun 2025

Gary Allen Ferraro

GE Kun (葛坤)

Li Hui (李輝)

Li Tao (李濤)

Liu Hong (劉弘)

Shum Yiu Fai (沈耀輝)

Xie Weixin (謝維信)

YANG Kai (杨凯)

Last update: 29 Sep 2025