Cooperative arrangements with the CSRC and Mainland exchanges
Cooperative arrangements for mutual investigatory assistance and the exchange of information:
| Authority | Arrangement |
|---|---|
| China Securities Regulatory Commission |
Memorandum of Understanding on Supervisory and Enforcement Cooperation on Matters concerning Futures - December 2017 Memorandum of Regulatory Cooperation - June 1993 Multilateral Memorandum of Understanding of International Organization of Securities Commissions |
Cooperative arrangements for the exchange of information only:
| Authority | Arrangement |
|---|---|
| China Securities Regulatory Commission |
Memorandum of Understanding on the Supervisory Cooperation and Exchange of Information in relation to Cross-Boundary Regulated Entities -November 2018 |
| Shanghai Stock Exchange |
Memorandum of Regulatory Cooperation - June 1993 |
| Shenzhen Stock Exchange |
Memorandum of Regulatory Cooperation - June 1993 |
Last update: 10 Mar 2020